Collapse to view only § 249.0-1 - Availability of forms.
- § 249.0-1 - Availability of forms.
- SUBPART A - Subpart A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
- SUBPART B - Subpart B—Forms for Reports To Be Filed by Officers, Directors, and Security Holders
- SUBPART C - Subpart C—Forms for Applications for Registration of Securities on National Securities Exchanges and Similar Matters
- SUBPART D - Subpart D—Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934
- SUBPART E - Subpart E—Forms for Statements Made in Connection With Exempt Tender Offers
- SUBPART F - Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
- SUBPART G - Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
- SUBPART H - Subpart H—Forms For Reports as to Stabilization
- SUBPART I - Subpart I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations
- SUBPART J - Subpart J [Reserved]
- SUBPART K - Subpart K—Form for Registration of, and Reporting by Securities Information Processors
- SUBPART L - Subpart L—Forms for Registration of Municipal Securities Dealers
- SUBPART M - Subpart M—Forms for Reporting and Inquiry With Respect to Missing, Lost, Stolen, or Counterfeit Securities
- SUBPART N - Subpart N—Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons
- SUBPART O - Subpart O—Forms for Asset-Backed Securities
- SUBPART P - Subpart P—Forms for Registration of Security-Based Swap Data Repositories
- SUBPART Q - Subpart Q—Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
- SUBPART R - Subpart R—Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities
- SUBPART S - Subpart S [Reserved]
- SUBPART T - Subpart T—Form SCI, for filing notices and reports as required by Regulation SCI.
- SUBPART U - Subpart U—Forms for Registration of Funding Portals
§ 249.0-1 - Availability of forms.
(a) This part identifies and describes the forms prescribed for use under the Securities Exchange Act of 1934.
(b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices).