Part 49. PART 49—SWAP DATA REPOSITORIES
- § 49.1 - Scope.
- § 49.2 - Definitions.
- § 49.3 - Procedures for registration.
- § 49.4 - Withdrawal from registration.
- § 49.5 - Equity interest transfers.
- § 49.6 - Request for transfer of registration.
- § 49.7 - Swap data repositories located in foreign jurisdictions.
- § 49.8 - Procedures for implementing swap data repository rules.
- § 49.9 - Open swaps reports provided to the Commission.
- § 49.10 - Acceptance and validation of data.
- § 49.11 - Verification of swap data accuracy.
- § 49.12 - Swap data repository recordkeeping requirements.
- § 49.13 - Monitoring, screening and analyzing swap data.
- § 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
- § 49.15 - Real-time public reporting by swap data repositories.
- § 49.16 - Privacy and confidentiality requirements of swap data repositories.
- § 49.17 - Access to SDR data.
- § 49.18 - Confidentiality arrangement.
- § 49.19 - Core principles applicable to swap data repositories.
- § 49.20 - Governance arrangements (Core Principle 2).
- § 49.21 - Conflicts of interest (Core Principle 3).
- § 49.22 - Chief compliance officer.
- § 49.23 - Emergency authority policies and procedures.
- § 49.24 - System safeguards.
- § 49.25 - Financial resources.
- § 49.26 - Disclosure requirements of swap data repositories.
- § 49.27 - Access and fees.
- § 49.28 - Operating hours of swap data repositories.
- § 49.29 - Information relating to swap data repository compliance.
- § 49.30 - Form and manner of reporting and submitting information to the Commission.
- § 49.31 - Delegation of authority to the Director of the Division of Market Oversight relating to certain part 49 matters.