Collapse to view only § 98.421 - Reporting threshold.
- § 98.420 - Definition of the source category.
- § 98.421 - Reporting threshold.
- § 98.422 - GHGs to report.
- § 98.423 - Calculating CO2 supply.
- § 98.424 - Monitoring and QA/QC requirements.
- § 98.425 - Procedures for estimating missing data.
- § 98.426 - Data reporting requirements.
- § 98.427 - Records that must be retained.
- § 98.428 - Definitions.
§ 98.420 - Definition of the source category.
(a) The carbon dioxide (CO
(1) Facilities with production process units that capture a CO
(2) Facilities with CO
(3) Importers or exporters of bulk CO
(4) Facilities with process units, including but not limited to direct air capture (DAC), that capture a CO
(b) This source category is focused on upstream supply. It does not cover:
(1) Storage of CO
(2) Use of CO
(3) Transportation or distribution of CO
(4) Purification, compression, or processing of CO
(5) On-site use of CO
(c) This source category does not include CO
§ 98.421 - Reporting threshold.
Any supplier of CO
§ 98.422 - GHGs to report.
(a) Mass of CO
(b) Mass of CO
(c) Mass of CO
(d) Mass of CO
(e) Mass of CO
(1) Mass of CO
(2) Mass of CO
§ 98.423 - Calculating CO2 supply.
(a) Except as allowed in paragraph (b) of this section, calculate the annual mass of CO
(1) For each mass flow meter, you shall calculate quarterly the mass of CO
(2) For each volumetric flow meter, you shall calculate quarterly the mass of CO
(3) To aggregate data, use either Equation PP-3a or PP-3b in this paragraph, as appropriate.
(i) For facilities with production process units, DAC process units, or production wells that capture or extract a CO

(ii) For facilities with production process units or DAC process units that capture a CO

(b) As an alternative to paragraphs (a)(1) through (3) of this section for CO
(1) For each CO
(2) For each CO
(3) To aggregate data, sum the mass of CO
(c) Importers or exporters that import or export CO

§ 98.424 - Monitoring and QA/QC requirements.
(a) Determination of quantity. (1) Reporters following the procedures in § 98.423(a) shall determine quantity using a flow meter or meters located in accordance with this paragraph.
(i) If the CO
(A) For reporters following the procedures in § 98.423(a)(3)(i), you must locate the flow meter(s) after the point of segregation.
(B) For reporters following the procedures in paragraph (a)(3)(ii) of § 98.423, you must locate the main flow meter(s) on the captured CO
(ii) Reporters that have a mass flow meter or volumetric flow meter installed to measure the flow of a CO
(iii) Reporters that do not have a mass flow meter or volumetric flow meter installed to measure the flow of the CO
(2) Reporters following the procedures in paragraph (b) of § 98.423 shall determine quantity in accordance with this paragraph.
(i) Reporters that supply CO
(ii) Reporters that supply CO
(3) Importers or exporters that import or export CO
(4) All flow meters, scales, and load cells used to measure quantities that are reported in § 98.423 of this subpart shall be operated and calibrated according to the following procedure:
(i) You shall use an appropriate standard method published by a consensus-based standards organization if such a method exists. Consensus-based standards organizations include, but are not limited to, the following: ASTM International, the American National Standards Institute (ANSI), the American Gas Association (AGA), the American Society of Mechanical Engineers (ASME), the American Petroleum Institute (API), and the North American Energy Standards Board (NAESB).
(ii) Where no appropriate standard method developed by a consensus-based standards organization exists, you shall follow industry standard practices.
(iii) You must ensure that any flow meter calibrations performed are NIST traceable.
(5) Reporters using Equation PP-2 of this subpart and measuring CO
(i) You may use a method published by a consensus-based standards organization. Consensus-based standards organizations include, but are not limited to, the following: ASTM International (100 Barr Harbor Drive, P.O. Box CB700, West Conshohocken, Pennsylvania 19428-B2959, (800) 262-1373, http://www.astm.org), the American National Standards Institute (ANSI, 1819 L Street, NW., 6th floor, Washington, DC 20036, (202) 293-8020, http://www.ansi.org), the American Gas Association (AGA, 400 North Capitol Street, NW., 4th Floor, Washington, DC 20001, (202) 824-7000, http://www.aga.org), the American Society of Mechanical Engineers (ASME, Three Park Avenue, New York, NY 10016-5990, (800) 843-2763, http://www.asme.org), the American Petroleum Institute (API, 1220 L Street, NW., Washington, DC 20005-4070, (202) 682-8000, http://www.api.org), and the North American Energy Standards Board (NAESB, 801 Travis Street, Suite 1675, Houston, TX 77002, (713) 356-0060, http://www.api.org). The method(s) used shall be documented in the Monitoring Plan required under § 98.3(g)(5).
(ii) You may follow an industry standard method.
(b) Determination of concentration. (1) Reporters using Equation PP-1 or PP-2 of this subpart shall sample the CO
(2) Methods to measure the composition of the CO
(c) You shall convert the density of the CO
§ 98.425 - Procedures for estimating missing data.
(a) Whenever the quality assurance procedures in § 98.424(a)(1) of this subpart cannot be followed to measure quarterly mass flow or volumetric flow of CO
(1) A quarterly CO
(2) A quarterly CO
(3) If a mass or volumetric flow meter is installed to measure the CO
(4) The mass or volumetric flow used for purposes of product tracking and billing according to the reporter's established procedures may be substituted for any period during which measurement equipment is inoperable.
(b) Whenever the quality assurance procedures in § 98.424(b) cannot be followed to determine concentration of the CO
(1) A quarterly concentration value that is missing may be substituted with a quarterly value measured during another quarter of the current reporting year.
(2) A quarterly concentration value that is missing may be substituted with a quarterly value measured during the same quarter from the previous reporting year.
(3) The concentration used for purposes of product tracking and billing according to the reporter's established procedures may be substituted for any quarterly value.
(c) Missing data on density of the CO
(d) Whenever the quality assurance procedures in § 98.424(a)(2) of this subpart cannot be followed to measure quarterly quantity of CO
(1) A quarterly quantity of CO
(2) A quarterly quantity of CO
(3) The quarterly quantity of CO
§ 98.426 - Data reporting requirements.
In addition to the information required by § 98.3(c) of subpart A of this part, the annual report shall contain the following information, as applicable:
(a) If you use Equation PP-1 of this subpart, report the following information for each mass flow meter or CO
(1) Annual mass in metric tons of CO
(2) Quarterly mass in metric tons of CO
(3) Quarterly concentration of the CO
(4) The standard used to measure CO
(5) The location of the flow meter in your process chain in relation to the points of CO
(b) If you use Equation PP-2 of this subpart, report the following information for each volumetric flow meter or CO
(1) Annual mass in metric tons of CO
(2) Quarterly volume in standard cubic meters of CO
(3) Quarterly concentration of the CO
(4) Report density as follows:
(i) Quarterly density of the CO
(ii) Quarterly density of CO
(5) The method used to measure density.
(6) The standard used to measure CO
(7) The location of the flow meter in your process chain in relation to the points of CO
(c) For the aggregated annual mass of CO
(1) If you use Equation PP-3a of this subpart, report the annual CO
(2) If you use Equation PP-3b of this subpart, report:
(i) The total annual CO
(ii) The total annual CO
(iii) The total annual CO
(iv) The location of each flow meter in relation to the point of segregation.
(d) If you use Equation PP-4 of this subpart, report at the corporate level the annual mass of CO
(e) Each reporter shall report the following information:
(1) The type of equipment used to measure the total flow of the CO
(2) The standard used to operate and calibrate the equipment reported in (e)(1) of this section.
(3) The number of days in the reporting year for which substitute data procedures were used for the following purpose:
(i) To measure quantity.
(ii) To measure concentration.
(iii) To measure density.
(f) Report the aggregated annual quantity of CO
(1) Food and beverage.
(2) Industrial and municipal water/wastewater treatment.
(3) Metal fabrication, including welding and cutting.
(4) Greenhouse uses for plant growth.
(5) Fumigants (e.g., grain storage) and herbicides.
(6) Pulp and paper.
(7) Cleaning and solvent use.
(8) Fire fighting.
(9) Transportation and storage of explosives.
(10) Injection of carbon dioxide for enhanced oil and natural gas recovery that is covered by subpart UU of this part.
(11) Geologic sequestration of carbon dioxide that is covered by subpart RR of this part.
(12) Geologic sequestration of carbon dioxide with enhanced oil recovery that is covered by subpart VV of this part.
(13) Research and development.
(14) Other.
(g) Each production process unit that captures a CO
(h) If you capture a CO
(1) Report the facility identification number associated with the annual GHG report for the facility that is the source of the captured CO
(2) Report each facility identification number associated with the annual GHG reports for each subpart RR and subpart VV facility to which CO
(3) Report the annual quantity of CO
(i) If you capture a CO
(1) Electricity excluding combined heat and power (CHP). If electricity is provided to a dedicated meter for the DAC process unit, report the annual quantity of electricity consumed, in megawatt hours (MWh), and the information in paragraph (i)(1)(i) or (ii) of this section.
(i) If the electricity is sourced from a grid connection, report the following information:
(A) State where the facility with the DAC process unit is located.
(B) County where the facility with the DAC process unit is located.
(C) Name of the electric utility company that supplied the electricity as shown on the last monthly bill issued by the utility company during the reporting period.
(D) Name of the electric utility company that delivered the electricity. In states with regulated electric utility markets, this will generally be the same utility reported under paragraph (i)(1)(i)(C) of this section, but in states with deregulated electric utility markets, this may be a different utility company.
(E) Annual quantity of electricity consumed in MWh, calculated as the sum of the total energy usage values specified in all billing statements received during the reporting year. Most customers will receive 12 monthly billing statements during the reporting year. Many utilities bill their customers per kilowatt-hour (kWh); usage values on bills that are based on kWh should be divided by 1,000 to report the usage in MWh as required under this paragraph (i)(1)(i)(E).
(ii) If electricity is sourced from on-site or through a contractual mechanism for dedicated off-site generation, for each applicable energy source specified in paragraphs (i)(1)(ii)(A) through (G) of this section, report the annual quantity of electricity consumed, in MWh. If the on-site electricity source is natural gas, oil, or coal, also indicate whether flue gas is also captured by the DAC process unit.
(A) Non-hydropower renewable sources including solar, wind, geothermal and tidal.
(B) Hydropower.
(C) Natural gas.
(D) Oil.
(E) Coal.
(F) Nuclear.
(G) Other.
(2) Heat excluding CHP. For each applicable energy source specified in paragraphs (i)(2)(i) through (vii) of this section, report the annual quantity of heat, steam, or other forms of thermal energy sourced from on-site or through a contractual mechanism for dedicated off-site generation, in megajoules (MJ). If the on-site heat source is natural gas, oil, or coal, also indicate whether flue gas is also captured by the DAC process unit.
(i) Solar.
(ii) Geothermal.
(iii) Natural gas.
(iv) Oil.
(v) Coal.
(vi) Nuclear.
(vii) Other.
(3) CHP—(i) Electricity from CHP. If electricity from CHP is sourced from on-site or through a contractual mechanism for dedicated off-site generation, for each applicable energy source specified in paragraphs (i)(3)(i)(A) through (G) of this section, report the annual quantity consumed, in MWh. If the on-site electricity source for CHP is natural gas, oil, or coal, also indicate whether flue gas is also captured by the DAC process unit.
(A) Non-hydropower renewable sources including solar, wind, geothermal and tidal.
(B) Hydropower.
(C) Natural gas.
(D) Oil.
(E) Coal.
(F) Nuclear.
(G) Other.
(ii) Heat from CHP. For each applicable energy source specified in paragraphs (i)(3)(ii)(A) through (G) of this section, report the quantity of heat, steam, or other forms of thermal energy from CHP sourced from on-site or through a contractual mechanism for dedicated off-site generation, in MJ. If the on-site heat source is natural gas, oil, or coal, also indicate whether flue gas is also captured by the DAC process unit.
(A) Solar.
(B) Geothermal.
(C) Natural gas.
(D) Oil.
(E) Coal.
(F) Nuclear.
(G) Other.
§ 98.427 - Records that must be retained.
In addition to the records required by § 98.3(g) of subpart A of this part, you must retain the records specified in paragraphs (a) through (c) of this section, as applicable.
(a) The owner or operator of a facility containing production process units or DAC process units must retain quarterly records of captured or transferred CO
(b) The owner or operator of a CO
(c) Importers or exporters of CO
(d) Facilities subject to § 98.426(h) must retain records of CO
§ 98.428 - Definitions.
All terms used in this subpart have the same meaning given in the Clean Air Act and subpart A of this part.