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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 12
    Banks and Banking
  3. chapter III-i1
    CHAPTER III—FEDERAL DEPOSIT INSURANCE CORPORATION (CONTINUED)
  4. part 390
    PART 390—REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION
  5. subpart W
    Subpart W—Securities Offerings

Subpart W. Subpart W—Securities Offerings

  • § 390.410 - Definitions.
  • § 390.411 - Offering circular requirement.
  • § 390.412 - Exemptions.
  • § 390.413 - Non-public offering.
  • § 390.414 - Filing and signature requirements.
  • § 390.415 - Effective date.
  • § 390.416 - Form, content, and accounting.
  • § 390.417 - Use of the offering circular.
  • § 390.418 - Escrow requirement.
  • § 390.419 - Unsafe or unsound practices.
  • § 390.420 - Withdrawal or abandonment.
  • § 390.421 - Securities sale report.
  • § 390.422 - Public disclosure and confidential treatment.
  • § 390.423 - Waiver.
  • § 390.424 - Requests for interpretive advice or waiver.
  • § 390.425 - Delayed or continuous offering and sale of securities.
  • § 390.426 - Sales of securities at an office of a State savings association.
  • § 390.427 - Current and periodic reports.
  • § 390.428 - Approval of the security.
  • § 390.429 - Form for securities sale report.
  • § 390.430 - Filing of copies of offering circulars in certain exempt offerings.
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