Part 13. PART 13—GOVERNMENT SECURITIES SALES PRACTICES

• § 13.1 - Scope.
• § 13.2 - Definitions.
• § 13.3 - Business conduct.
• § 13.4 - Recommendations to customers.
• § 13.5 - Customer information.

• Interpretations

  • SECTION § 13.100 - Obligations concerning institutional customers.