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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 12
    Banks and Banking
  3. chapter I
    CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
  4. part 16
    PART 16—SECURITIES OFFERING DISCLOSURE RULES

Part 16. PART 16—SECURITIES OFFERING DISCLOSURE RULES

  • § 16.1 - Authority, purpose, and scope.
  • § 16.2 - Definitions.
  • § 16.3 - Registration statement and prospectus requirements.
  • § 16.4 - Communications not deemed an offer.
  • § 16.5 - Exemptions.
  • § 16.6 - Sales of nonconvertible debt.
  • § 16.7 - Nonpublic offerings.
  • § 16.8 - Small issues.
  • § 16.9 - Securities offered and sold in holding company dissolution.
  • § 16.10 - Sales of securities at an office of a Federal savings association.
  • § 16.15 - Form and content.
  • § 16.16 - Effectiveness.
  • § 16.17 - Filing requirements and inspection of documents.
  • § 16.18 - Use of prospectus.
  • § 16.19 - Withdrawal or abandonment.
  • § 16.30 - Request for interpretive advice or no-objection letter.
  • § 16.31 - Escrow requirement.
  • § 16.32 - Fraudulent transactions and unsafe or unsound practices.
  • § 16.33 - Filing fees.
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