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U.S. Code of Federal Regulations
Regulations most recently checked for updates: Nov 29, 2020
Subpart E - Disciplinary Proceedings Involving the Federal Securities Laws
§ 19.130 - Scope.
§ 19.131 - Notice of charges and answer.
§ 19.132 - Disciplinary orders.
§ 19.135 - Applications for stay or review of disciplinary actions imposed by registered clearing agencies.
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