Subjgrp 24. Regulations
- § 9.1 - Authority, purpose, and scope.
- § 9.2 - Definitions.
- § 9.3 - Approval requirements.
- § 9.4 - Administration of fiduciary powers.
- § 9.5 - Policies and procedures.
- § 9.6 - Review of fiduciary accounts.
- § 9.7 - Multi-state fiduciary operations.
- § 9.8 - Recordkeeping.
- § 9.9 - Audit of fiduciary activities.
- § 9.10 - Fiduciary funds awaiting investment or distribution.
- § 9.11 - Investment of fiduciary funds.
- § 9.12 - Self-dealing and conflicts of interest.
- § 9.13 - Custody of fiduciary assets.
- § 9.14 - Deposit of securities with state authorities.
- § 9.15 - Fiduciary compensation.
- § 9.16 - Receivership or voluntary liquidation of bank.
- § 9.17 - Surrender or revocation of fiduciary powers.
- § 9.18 - Collective investment funds.
- § 9.20 - Transfer agents.