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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 13
    Business Credit and Assistance
  3. chapter I
    CHAPTER I—SMALL BUSINESS ADMINISTRATION
  4. part 107
    PART 107—SMALL BUSINESS INVESTMENT COMPANIES
  5. subpart D
    Subpart D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License
  6. subjgrp 36
    Changes in Control or Ownership of Licensee

Subjgrp 36. Changes in Control or Ownership of Licensee

  • § 107.400 - Changes in ownership of 10 percent or more of Licensee but no change of Control.
  • § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise).
  • § 107.420 - Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
  • § 107.430 - Notification to SBA of transactions that may change ownership or Control.
  • § 107.440 - Standards governing prior SBA approval for a proposed transfer of Control.
  • § 107.450 - Notification to SBA of pledge of Licensee's shares.
  • § 107.460 - [Reserved]
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