Subpart G. Subpart G—Financing of Small Businesses by Licensees
Determining the Eligibility of a Small Business for SBIC Financing
- SECTION § 107.700 - Compliance with size standards in part 121 of this chapter as a condition of Assistance.
- SECTION § 107.710 - Requirement to finance smaller enterprises.
- SECTION § 107.720 - Small Businesses that may be ineligible for financing.
- SECTION § 107.730 - Financings which constitute conflicts of interest.
- SECTION § 107.740 - Portfolio diversification (“Overline” limitation).
- SECTION § 107.750 - Conditions for financing a change of ownership of a Small Business.
- SECTION § 107.760 - How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.
Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing
- SECTION § 107.800 - Financings in the form of Equity Securities.
- SECTION § 107.810 - Financing in the form of Loans.
- SECTION § 107.815 - Financings in the form of Debt Securities.
- SECTION § 107.820 - Financings in the form of guarantees.
- SECTION § 107.825 - Purchasing securities from an underwriter or other third party.
Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing
- SECTION § 107.830 - Minimum duration/term of financing.
- SECTION § 107.835 - Exceptions to minimum duration/term of Financing.
- SECTION § 107.840 - Maximum term of Financing.
- SECTION § 107.845 - Maximum rate of amortization on Loans and Debt Securities.
- SECTION § 107.850 - Restrictions on redemption of Equity Securities.
- SECTION § 107.855 - Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).
- SECTION § 107.860 - Financing fees and expense reimbursements a Licensee may receive from a Small Business.
- SECTION § 107.865 - Control of a Small Business by a Licensee.
- SECTION § 107.880 - Assets acquired in liquidation of Portfolio securities.
Limitations on Disposition of Assets
Management Services and Fees