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  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter I-i1
    CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)
  4. part 165
    PART 165—WHISTLEBLOWER RULES

Part 165. PART 165—WHISTLEBLOWER RULES

  • § 165.1 - General.
  • § 165.2 - Definitions.
  • § 165.3 - Procedures for submitting original information.
  • § 165.4 - Confidentiality.
  • § 165.5 - Requirements for consideration of an award.
  • § 165.6 - Whistleblowers ineligible for an award.
  • § 165.7 - Procedures for award applications in Commission actions and related actions, and Commission award determinations.
  • § 165.8 - Amount of award.
  • § 165.9 - Criteria for determining amount of award.
  • § 165.10 - Contents of record for award determination.
  • § 165.11 - Awards based upon related actions.
  • § 165.12 - Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
  • § 165.13 - Appeals.
  • § 165.14 -
  • § 165.15 - Administering the whistleblower program.
  • § 165.16 - No immunity.
  • § 165.17 - Awards to whistleblowers who engage in culpable conduct.
  • § 165.18 - Staff communications with whistleblowers from represented entities.
  • § 165.19 - Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
  • § 165.20 - Whistleblower anti-retaliation protections.
  • APPENDIX

    • Appendix A to Part 165—Guidance With Respect to the Protection of Whistleblowers Against Retaliation
    • Appendix B to Part 165—Form TCR and Form WP-APP
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