Subjgrp 103. Exemption of Certain Issuers From Section 15(d) of the Act

• § 240.15d-21 - Reports for employee stock purchase, savings and similar plans.
• § 240.15d-22 - Reporting regarding asset-backed securities under section 15(d) of the Act.
• § 240.15d-23 - Reporting regarding certain securities underlying asset-backed securities under section 15(d) of the Act.
• § 240.15g-1 - Exemptions for certain transactions.
• § 240.15g-2 - Penny stock disclosure document relating to the penny stock market.
• § 240.15g-3 - Broker or dealer disclosure of quotations and other information relating to the penny stock market.
• § 240.15g-4 - Disclosure of compensation to brokers or dealers.
• § 240.15g-5 - Disclosure of compensation of associated persons in connection with penny stock transactions.
• § 240.15g-6 - Account statements for penny stock customers.
• § 240.15g-8 - Sales of escrowed securities of blank check companies.
• § 240.15g-9 - Sales practice requirements for certain low-priced securities.
• § 240.15g-100 - Schedule 15G—Information to be included in the document distributed pursuant to 17 CFR 240.15g-2.
• § 240.15l-1 - Regulation best interest.