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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i1
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 240
    PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. subjgrp 107
    Reports of Directors, Officers, and Principal Shareholders

Subjgrp 107. Reports of Directors, Officers, and Principal Shareholders

  • § 240.16a-1 - Definition of terms.
  • § 240.16a-2 - Persons and transactions subject to section 16.
  • § 240.16a-3 - Reporting transactions and holdings.
  • § 240.16a-4 - Derivative securities.
  • § 240.16a-5 - Odd-lot dealers.
  • § 240.16a-6 - Small acquisitions.
  • § 240.16a-7 - Transactions effected in connection with a distribution.
  • § 240.16a-8 - Trusts.
  • § 240.16a-9 - Stock splits, stock dividends, and pro rata rights.
  • § 240.16a-10 - Exemptions under section 16(a).
  • § 240.16a-11 - Dividend or interest reinvestment plans.
  • § 240.16a-12 - Domestic relations orders.
  • § 240.16a-13 - Change in form of beneficial ownership.
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