Subjgrp 109. Exemption of Certain Transactions From Section 16(c)

• § 240.16c-1 - Brokers.
• § 240.16c-2 - Transactions effected in connection with a distribution.
• § 240.16c-3 - Exemption of sales of securities to be acquired.
• § 240.16c-4 - Derivative securities.