Subjgrp 115. Securities Whistleblower Incentives and Protections
- § 240.21F-1 - General.
- § 240.21F-2 - Whistleblower status, award eligibility, confidentiality, and retaliation protections.
- § 240.21F-3 - Payment of awards.
- § 240.21F-4 - Other definitions.
- § 240.21F-5 - Amount of award.
- § 240.21F-6 - Criteria for determining amount of award.
- § 240.21F-7 - Confidentiality of submissions.
- § 240.21F-8 - Eligibility and forms.
- § 240.21F-9 - Procedures for submitting original information.
- § 240.21F-10 - Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000.
- § 240.21F-11 - Procedures for determining awards based upon a related action.
- § 240.21F-12 -
- § 240.21F-13 - Appeals.
- § 240.21F-14 - Procedures applicable to the payment of awards.
- § 240.21F-15 - No amnesty.
- § 240.21F-16 - Awards to whistleblowers who engage in culpable conduct.
- § 240.21F-17 - Staff communications with individuals reporting possible securities law violations.
- § 240.21F-18 - Summary disposition.