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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i1
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 240
    PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. subjgrp 84
    Unlisted Trading

Subjgrp 84. Unlisted Trading

  • § 240.12f-1 - Applications for permission to reinstate unlisted trading privileges.
  • § 240.12f-2 - Extending unlisted trading privileges to a security that is the subject of an initial public offering.
  • § 240.12f-3 - Termination or suspension of unlisted trading privileges.
  • § 240.12f-4 - Exemption of securities admitted to unlisted trading privileges from sections 13, 14 and 16.
  • § 240.12f-5 - Exchange rules for securities to which unlisted trading privileges are extended.
  • § 240.12f-6 - [Reserved]
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