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title 17
Commodity and Securities Exchanges
chapter II-i1
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
part 240
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
subjgrp 96
Exemption of Certain OTC Derivatives Dealers
Subjgrp 96. Exemption of Certain OTC Derivatives Dealers
§ 240.15a-1 - Securities activities of OTC derivatives dealers.