Subjgrp 64. Definitions
- § 240.3b-1 - Definition of “listed”.
- § 240.3b-2 - Definition of “officer”.
- § 240.3b-3 - [Reserved]
- § 240.3b-4 - Definition of “foreign government,” “foreign issuer” and “foreign private issuer”.
- § 240.3b-5 - Non-exempt securities issued under governmental obligations.
- § 240.3b-6 - Liability for certain statements by issuers.
- § 240.3b-7 - Definition of “executive officer”.
- § 240.3b-8 - Definitions of “Qualified OTC Market Maker, Qualified Third Market Maker” and “Qualified Block Positioner”.
- §§ 240.3b-9—240.3b-10 - §[Reserved]
- § 240.3b-11 - Definitions relating to limited partnership roll-up transactions for purposes of sections 6(b)(9), 14(h) and 15A(b)(12)-(13).
- § 240.3b-12 - Definition of OTC derivatives dealer.
- § 240.3b-13 - Definition of eligible OTC derivative instrument.
- § 240.3b-14 - Definition of cash management securities activities.
- § 240.3b-15 - Definition of ancillary portfolio management securities activities.
- § 240.3b-16 - Definitions of terms used in Section 3(a)(1) of the Act.
- § 240.3b-17 - [Reserved]
- § 240.3b-18 - Definitions of terms used in Section 3(a)(5) of the Act.
- § 240.3b-19 - Definition of “issuer” in section 3(a)(8) of the Act in relation to asset-backed securities.