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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i1
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 240
    PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
  5. subpart A
    Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934
  6. subjgrp 66
    Registration and Exemption of Exchanges

Subjgrp 66. Registration and Exemption of Exchanges

  • § 240.6a-1 - Application for registration as a national securities exchange or exemption from registration based on limited volume.
  • § 240.6a-2 - Amendments to application.
  • § 240.6a-3 - Supplemental material to be filed by exchanges.
  • § 240.6a-4 - Notice of registration under Section 6(g) of the Act, amendment to such notice, and supplemental materials to be filed by exchanges registered under Section 6(g) of the Act.
  • § 240.6h-1 - Settlement and regulatory halt requirements for security futures products.
  • § 240.6h-2 - Security future based on note, bond, debenture, or evidence of indebtedness.
  • § 240.7c2-1 - [Reserved]
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