Subjgrp 68. Manipulative and Deceptive Devices and Contrivances
- § 240.10b-2 - [Reserved]
- § 240.10b-3 - Employment of manipulative and deceptive devices by brokers or dealers.
- § 240.10b-4 - [Reserved]
- § 240.10b-5 - Employment of manipulative and deceptive devices.
- § 240.10b5-1 - Trading “on the basis of” material nonpublic information in insider trading cases.
- § 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
- §§ 240.10b-6—240.10b-8 - §[Reserved]
- § 240.10b-9 - Prohibited representations in connection with certain offerings.
- § 240.10b-10 - Confirmation of transactions.
- § 240.10b-13 - [Reserved]
- § 240.10b-16 - Disclosure of credit terms in margin transactions.
- § 240.10b-17 - Untimely announcements of record dates.
- § 240.10b-18 - Purchases of certain equity securities by the issuer and others.
- § 240.10b-21 - Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due.
- § 240.10c-1a - Securities lending transparency.
- § 240.9j-1 - Prohibition against fraud, manipulation, or deception in connection with security-based swaps.
- §§ 240.10a-1—240.10a-2 - §[Reserved]
- § 240.10b-1 - Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration.