1. Regulations
  2. title 17
  3. chapter II-i1
  4. part 240
  5. subpart A
  6. subjgrp 69
  7. § 240.10A-2

View all text of Subjgrp 69 [§ 240.10A-1 - § 240.10A-3]

§ 240.10A-2 - Auditor independence.

It shall be unlawful for an auditor not to be independent under § 210.2-01(c)(2)(iii)(B), (c)(4), (c)(6), (c)(7), and § 210.2-07.

[68 FR 6048, Feb. 5, 2003]

AUTHORITY: 15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3, 77eee, 77ggg, 77nnn, 77sss, 77ttt, 78c, 78c-3, 78c-5, 78d, 78e, 78f, 78g, 78i, 78j, 78j-1, 78j-4, 78k, 78k-1, 78

CITE AS: 17 CFR 240.10A-2