Subjgrp 72. Adoption of Floor Trading Regulation (Rule 11a-1)
- § 240.11a-1 - Regulation of floor trading.
- § 240.11a1-1(T) - Transactions yielding priority, parity, and precedence.
- § 240.11a1-2 - Transactions for certain accounts of associated persons of members.
- § 240.11a1-3(T) - Bona fide hedge transactions in certain securities.
- § 240.11a1-4(T) - Bond transactions on national securities exchanges.
- § 240.11a1-5 - Transactions by registered competitive market makers and registered equity market makers.
- § 240.11a1-6 - Transactions for certain accounts of OTC derivatives dealers.
- § 240.11a2-2(T) - Transactions effected by exchange members through other members.