Subjgrp 74. Exemption of Certain Securities From Section 11(d)(1)

• § 240.11d1-1 - Exemption of certain securities from section 11(d)(1).
• § 240.11d1-2 - Exemption from section 11(d)(1) for certain investment company securities held by broker-dealers as collateral in margin accounts.
• § 240.11d2-1 - Exemption from Section 11(d)(2) for certain broker-dealers effecting transactions for customers security futures products in futures accounts.