Subjgrp 75. Securities Exempted From Registration

• § 240.12a-4 - Exemption of certain warrants from section 12(a).
• § 240.12a-5 - Temporary exemption of substituted or additional securities.
• § 240.12a-6 - Exemption of securities underlying certain options from section 12(a).
• § 240.12a-7 - Exemption of stock contained in standardized market baskets from section 12(a) of the Act.
• § 240.12a-8 - Exemption of depositary shares.
• § 240.12a-9 - Exemption of standardized options from section 12(a) of the Act.
• § 240.12a-10 - Exemption of security-based swaps from section 12(a) of the Act.
• § 240.12a-11 - Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (from section 12(a) of the Act.