1. Regulations
  2. title 17
  3. chapter II-i2
  4. part 242
  5. subjgrp 7
  6. § 242.820

View all text of Subjgrp 7 [§ 242.800 - § 242.835]

§ 242.820 - Core Principle 3—Security-based swaps not readily susceptible to manipulation.

The security-based swap execution facility shall permit trading only in security-based swaps that are not readily susceptible to manipulation.

AUTHORITY: 15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78

SOURCE: 62 FR 544, Jan. 3, 1997, unless otherwise noted.

CITE AS: 17 CFR 242.820