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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i2
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 242
    PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
  5. subpart 0
    Regulation SCI—Systems Compliance and Integrity

Subpart 0. Regulation SCI—Systems Compliance and Integrity

  • § 242.1000 - Definitions.
  • § 242.1001 - Obligations related to policies and procedures of SCI entities.
  • § 242.1002 - Obligations related to SCI events.
  • § 242.1003 - Obligations related to systems changes; SCI review.
  • § 242.1004 - SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
  • § 242.1005 - Recordkeeping requirements related to compliance with Regulation SCI.
  • § 242.1006 - Electronic filing and submission.
  • § 242.1007 - Requirements for service bureaus.
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