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  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i2
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 249
    PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
  5. subpart N
    Subpart N—Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

Subpart N. Subpart N—Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

  • § 249.1300 - Form MA, for registration as a municipal advisor, and for amendments to registration.
  • § 249.1300T - Form MA-T, for temporary registration as a municipal advisor, and for amendments to, and withdrawals from, temporary registration.
  • § 249.1310 - Form MA-I, for providing information regarding natural person municipal advisors, and for amendments to such information.
  • § 249.1320 - Form MA-W, for withdrawal from registration as a municipal advisor.
  • § 249.1330 - Form MA-NR, for appointment of agent for service of process by non-resident municipal advisor, non-resident general partner or managing agent of a municipal advisor, and non-resident natural person associated with a municipal advisor.
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