Subjgrp 19. Rules Under Section 303

• § 260.3(4)-1 - Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.
• § 260.3(4)-2 - Definition of “distribution” in section 303(4) for certain transactions.
• § 260.3(4)-3 - Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.