Subjgrp 20. Rules Under Section 304
- § 260.4a-1 - Exempted securities under section 304(a)(8).
- § 260.4a-2 - Exempted securities under section 304(d).
- § 260.4a-3 - Exempted securities under section 304(a)(9).
- § 260.4c-1 - Form for applications under section 304(c).
- § 260.4c-2 - General requirements as to form and content of applications.
- § 260.4c-3 - Number of copies; filing; signatures; binding.
- § 260.4c-4 - Applications under section 304(c)(1).
- § 260.4c-5 - Applications under section 304(c)(2).
- § 260.4d-7 - Application for exemption from one or more provisions of the Act.
- § 260.4d-8 - Content.
- § 260.4d-9 - Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
- § 260.4d-10 - Exemption for securities issued pursuant to of this chapter.
- § 260.4d-11 - Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).
- § 260.4d-12 - Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).