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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i2
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 274
    PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
  5. subpart B
    Subpart B—Forms for Reports

Subpart B. Subpart B—Forms for Reports

  • § 274.101 - Form N-CEN, annual report of registered investment companies.
  • §§ 274.102-274.126 - §[Reserved]
  • § 274.127d-1 - Form N-27D-1 accounting of segregated trust account.
  • § 274.128 - Form N-CSR, certified shareholder report.
  • § 274.129 - Form N-PX, annual report of proxy voting record.
  • § 274.130 - [Reserved]
  • § 274.150 - Form N-PORT, Monthly portfolio holdings report.
  • § 274.200 - Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of of this chapter.
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