Subjgrp 39. Closeout or Completion of Open Contractual Commitments

• § 300.300 - Definitions.
• § 300.301 - Contracts to be closed out or completed.
• § 300.302 - Mechanics of closeout or completion.
• § 300.303 - Report to trustee.
• § 300.304 - Retained rights of brokers or dealers.
• § 300.305 - Excluded contracts.
• § 300.306 - Completion or closeout pursuant to SIPC direction.
• § 300.307 - Completion with cash or securities of customer.
• § 300.400 - Satisfaction of customer claims for standardized options.