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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  4. part 200
    PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  5. subpart C
    Subpart C—Canons of Ethics

Subpart C. Subpart C—Canons of Ethics

  • § 200.50 - Authority.
  • § 200.51 - Policy.
  • § 200.52 - Copies of the Canons.
  • § 200.53 - Preamble.
  • § 200.54 - Constitutional obligations.
  • § 200.55 - Statutory obligations.
  • § 200.56 - Personal conduct.
  • § 200.57 - Relationships with other members.
  • § 200.58 - Maintenance of independence.
  • § 200.59 - Relationship with persons subject to regulation.
  • § 200.60 - Qualification to participate in particular matters.
  • § 200.61 - Impressions of influence.
  • § 200.62 - Ex parte communications.
  • § 200.63 - Commission opinions.
  • § 200.64 - Judicial review.
  • § 200.65 - Legislative proposals.
  • § 200.66 - Investigations.
  • § 200.67 - Power to adopt rules.
  • § 200.68 - Promptness.
  • § 200.69 - Conduct toward parties and their counsel.
  • § 200.70 - Business promotions.
  • § 200.71 - Fiduciary relationships.
  • § 200.72 - Supervision of internal organization.
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