17 CFR 200.800 - OMB control numbers assigned pursuant to the Paperwork Reduction Act.

View all text of Subpart N [§ 200.800 - § 200.800]

§ 200.800 - OMB control numbers assigned pursuant to the Paperwork Reduction Act.

(a) Purpose: This subpart collects and displays the control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980, 44 U.S.C. 3500 et seq. This subpart displays current OMB control numbers for those information collection requirements of the Commission that are rules and regulations and codified in 17 CFR either in full text or incorporated by reference with the approval of the Director of the Office of the Federal Register.

(b) Display.

Information collection requirement	17 CFR part or section where identified and described	Current OMB control No.	Regulation S-X	Part 210	3235-0009	Regulation S-B	Part 228	3235-0417	Regulation S-K	Part 229	3235-0071	Rule 154	230.154	3235-0495	Rule 155	230.155	3235-0549	Rule 236	230.236	3235-0095	Rule 237	230.237	3235-0528	Regulation A	230.251 thru 230.263	3235-0286	Regulation C	230.400 thru 230.494	3235-0074	Rule 425	230.425	3235-0521	Rule 477	230.477	3235-0550	Rule 489	230.489	3235-0411	Rule 498	230.498	3235-0488	Rule 498A	230.498A	3235-0765	Regulation D	230.500 thru 230.508	3235-0076	Regulation E	230.601 thru 230.610a	3235-0232	Rule 604	230.604	3235-0232	Rule 605	230.605	3235-0232	Rule 609	230.609	3235-0233	Rule 701	230.701	3235-0522	Regulation S	230.901 thru 230.905	3235-0357	Regulation S-T	Part 232	3235-0424	Form SB-1	239.9	3235-0423	Form SB-2	239.10	3235-0418	Form S-1	239.11	3235-0065	Form S-2	239.12	3235-0072	Form S-3	239.13	3235-0073	Form N-2	239.14	3235-0026	Form N-1A	239.15A	3235-0307	Form S-6	239.16	3235-0184	Form S-8	239.16b	3235-0066	Form N-3	239.17a	3235-0316	Form N-4	239.17b	3235-0318	Form S-11	239.18	3235-0067	Form N-14	239.23	3235-0336	Form N-5	239.24	3235-0169	Form S-4	239.25	3235-0324	Form F-1	239.31	3235-0258	Form F-2	239.32	3235-0257	Form F-3	239.33	3235-0256	Form F-4	239.34	3235-0325	Form F-6	239.36	3235-0292	Form F-7	239.37	3235-0383	Form F-8	239.38	3235-0378	Form F-10	239.40	3235-0380	Form F-80	239.41	3235-0404	Form F-X	239.42	3235-0379	Form F-N	239.43	3235-0411	Form ID	239.63	3235-0328	Form SE	239.64	3235-0327	Form TH	239.65	3235-0425	Form 1-A	239.90	3235-0286	Form 2-A	239.91	3235-0286	Form 144	239.144	3235-0101	Form 1-E	239.200	3235-0232	Form CB	239.800	3235-0518	Rule 6a-1	240.6a-1	3235-0017	Rule 6a-3	240.6a-3	3235-0021	Rule 6a-4	240.6a-4	3235-0554	Rule 6h-1	240.6h-1	3235-0555	Rule 8c-1	240.8c-1	3235-0514	Rule 9b-1	240.9b-1	3235-0480	Rule 10a-1	240.10a-1	3235-0475	Rule 10b-10	240.10b-10	3235-0444	Rule 10b-17	240.10b-17	3235-0476	Rule 10b-18	240.10b-18	3235-0474	Rule 10A-1	240.10A-1	3235-0468	Rule 11a1-1(T)	240.11a1-1(T)	3235-0478	Rule 12a-5	240.12a-5	3235-0079	Regulation 12B	240.12b-1 thru 240.12b-36	3235-0062	Rule 12d1-3	240.12d1-3	3235-0109	Rule 12d2-1	240.12d2-1	3235-0081	Rule 12d2-2	240.12d2-2	3235-0080	Rule 12f-1	240.12f-1	3235-0128	Rule 13a-16	240.13a-16	3235-0116	Regulation 13D/G	240.13d-1 thru 240.13d-7	3235-0145	Schedule 13D	240.13d-101	3235-0145	Schedule 13G	240.13d-102	3235-0145	Rule 13e-1	240.13e-1	3235-0305	Rule 13e-3	240.13e-3	3235-0007	Schedule 13E-3	240.13e-100	3235-0007	Schedule 13e-4F	240.13e-101	3235-0375	Regulation 14A	240.14a-1 thru 240.14a-12	3235-0059	Schedule 14A	240.14a-101	3235-0059	Regulation 14C	240.14c-1	3235-0057	Schedule 14C	240.14c-101	3235-0057	Regulation 14D	240.14d-1 thru 240.14d-9	3235-0102	Schedule TO	240.14d-100	3235-0515	Schedule 14D-1	240.14d-101	3235-0102	Schedule 14D-9	240.14d-101	3235-0102	Schedule 14D-1F	240.14d-102	3235-0376	Schedule 14D-9F	240.14d-103	3235-0382	Regulation 14E	240.14e-1 thru 240.14e-2	3235-0102	Rule 14f-1	240.14f-1	3235-0108	Rule 15a-4	240.15a-4	3235-0010	Rule 15a-6	240.15a-6	3235-0371	Rule 15b1-1	240.15b1-1	3235-0012	Rule 15b6-1(a)	240.15b6-1(a)	3235-0018	Rule 15c1-5	240.15c1-5	3235-0471	Rule 15c1-6	240.15c1-6	3235-0472	Rule 15c1-7	240.15c1-7	3235-0134	Rule 15c2-1	240.15c2-1	3235-0485	Rule 15c2-5	240.15c2-5	3235-0198	Rule 15c2-7	240.15c2-7	3235-0479	Rule 15c2-8	240.15c2-8	3235-0481	Rule 15c2-11	240.15c2-11	3235-0202	Rule 15c2-12	240.15c2-12	3235-0372	Rule 15c3-1	240.15c3-1	3235-0200	Rule 15c3-1(c)(13)	240.15c3-1(c)(13)	3235-0499	Appendix F to Rule 15c3-1	240.15c3-1f	3235-0496	Rule 15c3-3	240.15c3-3	3235-0078	Rule 15c3-4	240.15c3-4	3235-0497	Rule 15d-16	240.15d-16	3235-0116	Rule 15g-2	240.15g-2	3235-0434	Rule 15g-3	240.15g-3	3235-0392	Rule 15g-4	240.15g-4	3235-0393	Rule 15g-5	240.15g-5	3235-0394	Rule 15g-6	240.15g-6	3235-0395	Rule 15g-9	240.15g-9	3235-0385	Rule 15Aj-1	240.15Aj-1	3235-0044	Rule 15Ba2-1	240.15Ba2-1	3235-0083	Rule 15Ba2-5	240.15Ba2-5	3235-0088	Rule 15Bc3-1	240.15Bc3-1	3235-0087	Rule 17a-1	240.17a-1	3235-0208	Rule 17a-2	240.17a-2	3235-0201	Rule 17a-3	240.17a-3	3235-0033	Rule 17a-3(a)(16)	240.17a-3(a)(16)	3235-0508	Rule 17a-4	240.17a-4	3235-0279	Rule 17a-4(b)(10)	240.17a-4(b)(10)	3235-0506	Rule 17a-5	240.17a-5	3235-0123	Rule 17a-5(c)	240.17a-5(c)	3235-0199	Rule 17a-6	240.17a-6	3235-0489	Rule 17a-7	240.17a-7	3235-0131	Rule 17a-8	240.17a-8	3235-0092	Rule 17a-9T	240.17a-9T	3235-0524	Rule 17a-10	240.17a-10	3235-0122	Rule 17a-11	240.17a-11	3235-0085	Rule 17a-12	240.17a-12	3235-0498	Rule 17a-13	240.17a-13	3235-0035	Rule 17a-19	240.17a-19	3235-0133	Rule 17a-22	240.17a-22	3235-0196	Rule 17a-25	240.17a-25	3235-0540	Rule 17f-1(b)	240.17f-1(b)	3235-0032	Rule 17f-1(c)	240.17f-1(c)	3235-0037	Rule 17f-1(g)	240.17f-1(g)	3235-0290	Rule 17f-2(a)	240.17f-2(a)	3235-0034	Rule 17f-2(c)	240.17f-2(c)	3235-0029	Rule 17f-2(d)	240.17f-2(d)	3235-0028	Rule 17f-2(e)	240.17f-2(e)	3235-0031	Rule 17f-5	240.17f-5	3235-0269	Rule 17h-1T	240.17h-1T	3235-0410	Rule 17h-2T	240.17h-2T	3235-0410	Rule 17Ab2-1	240.17Ab2-1(a)	3235-0195	Rule 17Ac2-1	240.17Ac2-1	3235-0084	Rule 17Ad-2(c), (d), and (h)	240.17Ad-2(c), (d) and (h)	3235-0130	Rule 17Ad-3(b)	240.17Ad-3(b)	3235-0473	Rule 17Ad-4(b) and (c)	240.17Ad-4(b) and (c)	3235-0341	Rule 17Ad-6	240.17Ad-6	3235-0291	Rule 17Ad-7	240.17Ad-7	3235-0291	Rule 17Ad-10	240.17Ad-10	3235-0273	Rule 17Ad-11	240.17Ad-11	3235-0274	Rule 17Ad-13	240.17Ad-13	3235-0275	Rule 17Ad-15	240.17Ad-15	3235-0409	Rule 17Ad-16	240.17Ad-16	3235-0413	Rule 17Ad-17	240.17Ad-17	3235-0469	Rule 19b-1	240.19b-1	3235-0354	Rule 19b-4	240.19b-4	3235-0045	Rule 19b-4(e)	240.19b-4(e)	3235-0504	Rule 19b-5	240.19b-5	3235-0507	Rule 19b-7	240.19b-7	3235-0553	Rule 19d-1	240.19d-1(b) thru 240.19d-1(i)	3235-0206	Rule 19d-2	240.19d-2	3235-0205	Rule 19d-3	240.19d-3	3235-0204	Rule 19h-1	240.19h-1(a), (c) thru (e), and (g)	3235-0259	Rule 24b-1	240.24b-1	3235-0194	Rule 101	242.101	3235-0464	Rule 102	242.102	3235-0467	Rule 103	242.103	3235-0466	Rule 104	242.104	3235-0465	Rule 301	242.301	3235-0509	Rule 302	242.302	3235-0510	Rule 303	242.303	3235-0505	Rule 604	242.604	3235-0462	Rule 605	242.605	3235-0542	Rule 606	242.606	3235-0541	Rule 607	242.607	3235-0435	Rule 608	242.608	3235-0500	Rule 609	242.609	3235-0043	Rule 611	242.611	3235-0600	Regulation S-P	Part 248	3235-0537	Form 1	249.1	3235-0017	Form 1-N	249.10	3235-0554	Form 25	249.25	3235-0080	Form 26	249.26	3235-0079	Form 3	249.103	3235-0104	Form 4	249.104	3235-0287	Form 5	249.105	3235-0362	Form 8-A	249.208a	3235-0056	Form 10	249.210	3235-0064	Form 10-SB	249.210b	3235-0419	Form 18	249.218	3235-0121	Form 20-F	249.220f	3235-0288	Form 40-F	249.240f	3235-0381	Form 6-K	249.306	3235-0116	Form 8-K	249.308	3235-0060	Form 10-Q	249.308a	3235-0070	Form 10-QSB	249.308b	3235-0416	Form 10-K	249.310	3235-0063	Form 10-KSB	249.310b	3235-0420	Form 11-K	249.311	3235-0082	Form 18-K	249.318	3235-0120	Form 12B-25	249.322	3235-0058	Form 15	249.323	3235-0167	Form 13F	249.325	3235-0006	Form SE	249.444	3235-0327	Form ID	249.446	3235-0328	Form DF	249.448	3235-0482	Form BD	249.501	3235-0012	Form BDW	249.501a	3235-0018	Form BD-N	249.501b	3235-0556	Form X-17A-5	249.617	3235-0123	Form X-17A-19	249.635	3235-0133	Form ATS	249.637	3235-0509	Form ATS-R	249.638	3235-0509	Form CRS	249.640	3235-0766	Form X-15AJ-1	249.802	3235-0044	Form X-15AJ-2	249.803	3235-0044	Form 19b-4	249.819	3235-0045	Form 19b-4(e)	249.820	3235-0504	Form Pilot	249.821	3235-0507	Form SIP	249.1001	3235-0043	Form MSD	249.1100	3235-0083	Form MSDW	249.1110	3235-0087	Form X-17F-1A	249.1200	3235-0037	Form TA-1	249b.100	3235-0084	Form TA-W	249b.101	3235-0151	Form TA-2	249b.102	3235-0337	Form CA-1	249b.200	3235-0195	Rule 7a-15 thru 7a-37	260.7a-15 thru 260.7a-37	3235-0132	Form T-1	269.1	3235-0110	Form T-2	269.2	3235-0111	Form T-3	269.3	3235-0105	Form T-4	269.4	3235-0107	Form ID	269.7	3235-0328	Form SE	269.8	3235-0327	Form T-6	269.9	3235-0391	Rule 0-1	270.0-1	3235-0531	Rule 2a-7	270.2a-7	3235-0268	Rule 2a19-1	270.2a19-1	3235-0332	Rule 3a-4	270.3a-4	3235-0459	Rule 6c-7	270.6c-7	3235-0276	Rule 6e-2	270.6e-2	3235-0177	Rule 7d-1	270.7d-1	3235-0311	Rule 7d-2	270.7d-2	3235-0527	Section 8(b) of the Investment Company Act of 1940	270.8b-1 thru 270.8b-32	3235-0176	Rule 10f-3	270.10f-3	3235-0226	Rule 11a-2	270.11a-2	3235-0272	Rule 11a-3	270.11a-3	3235-0358	Rule 12b-1	270.12b-1	3235-0212	Rule 17a-7	270.17a-7	3235-0214	Rule 17a-8	270.17a-8	3235-0235	Rule 17e-1	270.17e-1	3235-0217	Rule 17f-1	270.17f-1	3235-0222	Rule 17f-2	270.17f-2	3235-0223	Rule 17f-4	270.17f-4	3235-0225	Rule 17f-6	270.17f-6	3235-0447	Rule 17f-7	270.17f-7	3235-0529	Rule 17g-1(g)	270.17g-1(g)	3235-0213	Rule 17j-1	270.17j-1	3235-0224	Rule 18f-1	270.18f-1	3235-0211	Rule 18f-3	270.18f-3	3235-0441	Rule 19a-1	270.19a-1	3235-0216	Rule 20a-1	270.20a-1	3235-0158	Rule 22d-1	270.22d-1	3235-0310	Rule 23c-1	270.23c-1	3235-0260	Rule 23c-3	270.23c-3	3235-0422	Rule 27e-1	270.27e-1	3235-0545	Rule 30b2-1	270.30b2-1	3235-0220	Rule 30d-2	270.30d-2	3235-0494	Rule 30e-1	270.30e-1	3235-0025	Rule 30e-3	270.30e-3	3235-0758	Rule 31a-1	270.31a-1	3235-0178	Rule 31a-2	270.31a-2	3235-0179	Rule 32a-4	270.32a-4	3235-0530	Rule 34b-1	270.34b-1	3235-0346	Rule 35d-1	270.35d-1	3235-0548	Form N-5	274.5	3235-0169	Form N-8A	274.10	3235-0175	Form N-2	274.11a-1	3235-0026	Form N-3	274.11b	3235-0316	Form N-4	274.11c	3235-0318	Form N-8B-2	274.12	3235-0186	Form N-6F	274.15	3235-0238	Form 24F-2	274.24	3235-0456	Form N-18F-1	274.51	3235-0211	Form N-54A	274.53	3235-0237	Form N-54C	274.54	3235-0236	Form N-CEN	274.101	3235-0729	Form N-27E-1	274.127e-1	3235-0545	Form N-27F-1	274.127f-1	3235-0546	Form N-PORT	274.150	3235-0730	Form N-17D-1	274.200	3235-0229	Form N-23C-1	274.201	3235-0230	Form N-8F	274.218	3235-0157	Form N-17F-1	274.219	3235-0359	Form N-17F-2	274.220	3235-0360	Form N-23c-3	274.221	3235-0422	Form ID	274.402	3235-0328	Form SE	274.403	3235-0327	Rule 0-2	275.0-2	3235-0240	Rule 203-3	275.203-3	3235-0538	Rule 204-2	275.204-2	3235-0278	Rule 204-3	275.204-3	3235-0047	Rule 206(3)-2	275.206(3)-2	3235-0243	Rule 206(4)-2	275.206(4)-2	3235-0241	Rule 206(4)-3	275.206(4)-3	3235-0242	Rule 206(4)-4	275.206(4)-4	3235-0345	Form ADV	279.1	3235-0049	Schedule I to Form ADV	279.1	3235-0490	Form ADV-W	279.2	3235-0313	Form ADV-H	379.3	3235-0538	Form 4-R	279.4	3235-0240	Form 5-R	279.5	3235-0240	Form 6-R	279.6	3235-0240	Form 7-R	279.7	3235-0240	Form ADV-E	279.8	3235-0361

[67 FR 14634, Mar. 27, 2002, as amended at 70 FR 37611, June 29, 2005; 76 FR 46616, Aug. 3, 2011; 77 FR 18684, Mar. 28, 2012; 80 FR 6902, Feb. 9, 2015; 82 FR 82009, Nov. 18, 2016; 83 FR 29203, June 22, 2018; 84 FR 33629, July 12, 2019; 85 FR 26092, May 1, 2020]