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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  4. part 201
    PART 201—RULES OF PRACTICE
  5. subpart D
    Subpart D—Rules of Practice
  6. subjgrp 11
    Initiation of Proceedings and Prehearing Rules

Subjgrp 11. Initiation of Proceedings and Prehearing Rules

  • § 201.200 - Initiation of proceedings.
  • § 201.201 - Consolidation and severance of proceedings.
  • § 201.202 - Specification of procedures by parties in certain proceedings.
  • § 201.210 - Parties, limited participants and amici curiae.
  • § 201.220 - Answer to allegations.
  • § 201.221 - Prehearing conference.
  • § 201.222 - Prehearing submissions and disclosures.
  • § 201.230 - Enforcement and disciplinary proceedings: Availability of documents for inspection and copying.
  • § 201.231 - Enforcement and disciplinary proceedings: Production of witness statements.
  • § 201.232 - Subpoenas.
  • § 201.233 - Depositions upon oral examination.
  • § 201.234 - Depositions upon written questions.
  • § 201.235 - Introducing prior sworn statements or declarations.
  • § 201.240 - Settlement.
  • § 201.250 - Dispositive motions.
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