Subjgrp 12. Rules Relating to Temporary Orders and Suspensions
- § 201.500 - Expedited consideration of proceedings.
- § 201.510 - Temporary cease-and-desist orders: Application process.
- § 201.511 - Temporary cease-and-desist orders: Notice; procedures for hearing.
- § 201.512 - Temporary cease-and-desist orders: Issuance after notice and opportunity for hearing.
- § 201.513 - Temporary cease-and-desist orders: Issuance without prior notice and opportunity for hearing.
- § 201.514 - Temporary cease-and-desist orders: Judicial review; duration.
- § 201.520 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Application.
- § 201.521 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Notice and opportunity for hearing on application.
- § 201.522 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Issuance and review of order.
- § 201.523 - [Reserved]
- § 201.524 - Suspension of registrations: Duration.
- § 201.530 - Initial decision on permanent order: Timing for submitting proposed findings and preparation of decision.
- § 201.531 - Initial decision on permanent order: Effect on temporary order.
- § 201.540 - Appeal and Commission review of initial decision making a temporary order permanent.
- § 201.550 - Summary suspensions pursuant to Exchange Act Section 12(k)(1)(A).