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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  4. part 201
    PART 201—RULES OF PRACTICE
  5. subpart D
    Subpart D—Rules of Practice
  6. subjgrp 13
    Appeal to the Commission and Commission Review

Subjgrp 13. Appeal to the Commission and Commission Review

  • § 201.400 - Interlocutory review.
  • § 201.401 - Consideration of stays.
  • § 201.410 - Appeal of initial decisions by hearing officers.
  • § 201.411 - Commission consideration of initial decisions by hearing officers.
  • § 201.420 - Appeal of determinations by self-regulatory organizations.
  • § 201.421 - Commission consideration of determinations by self-regulatory organizations.
  • § 201.430 - Appeal of actions made pursuant to delegated authority.
  • § 201.431 - Commission consideration of actions made pursuant to delegated authority.
  • § 201.440 - Appeal of determinations by the Public Company Accounting Oversight Board.
  • § 201.441 - Commission consideration of Board determinations.
  • § 201.442 - Appeal of determination by security-based swap execution facility.
  • § 201.443 - Commission consideration of security-based swap execution facility determinations.
  • § 201.450 - Briefs filed with the Commission.
  • § 201.451 - Oral argument before the Commission.
  • § 201.452 - Additional evidence.
  • § 201.460 - Record before the Commission.
  • § 201.470 - Reconsideration.
  • § 201.490 - Receipt of petitions for judicial review pursuant to 28 U.S.C. 2112(a)(1).
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