Subjgrp 8. General Rules
- § 201.100 - Scope of the rules of practice.
- § 201.101 - Definitions.
- § 201.102 - Appearance and practice before the Commission.
- § 201.103 - Construction of rules.
- § 201.104 - Business hours.
- § 201.110 - Presiding officer.
- § 201.111 - Hearing officer: Authority.
- § 201.112 - Hearing officer: Disqualification and withdrawal.
- § 201.120 - Ex parte communications.
- § 201.121 - Separation of functions.
- § 201.140 - Commission orders and decisions: Signature and availability.
- § 201.141 - Orders and decisions: Service of orders instituting proceedings and other orders and decisions.
- § 201.150 - Service of papers by parties.
- § 201.151 - Filing of papers with the Commission: Procedure.
- § 201.152 - Filing of papers: Form.
- § 201.153 - Filing of papers: Signature requirement and effect.
- § 201.154 - Motions.
- § 201.155 - Default; motion to set aside default.
- § 201.160 - Time computation.
- § 201.161 - Extensions of time, postponements and adjournments.
- § 201.180 - Sanctions.
- § 201.190 - Confidential treatment of information in certain filings.
- § 201.191 - Adjudications not required to be determined on the record after notice and opportunity for hearing.
- § 201.192 - Rulemaking: Issuance, amendment and repeal of rules of general application.
- § 201.193 - Applications by barred individuals for consent to associate.
- § 201.194 - Applications by security-based swap dealers or major security-based swap participants for statutorily disqualified associated persons to effect or be involved in effecting security-based swaps.