1. Regulations
  2. title 17
  3. chapter II
  4. part 210
  5. subjgrp 33
  6. § 210.12-27

View all text of Subjgrp 33 [§ 210.12-21 - § 210.12-27]

§ 210.12-27 - Qualified assets on deposit. 1

Column A—Name of depositary 2Column B—Cash Column C—Investments in securities Column D—First mortgages and other first liens on real estate Column E—Other Column F—Total 3

1 All money columns shall be totaled.

2 Classify names of individual depositaries under group headings, such as banks and states.

3 Total of column F shall agree with note required by § 210.6-06(4) as to total amount of qualified Assets on Deposit.

[59 FR 65637, Dec. 20, 1994, as amended at 83 FR 50208, Oct. 4, 2018]

AUTHORITY: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77nn(25), 77nn(26), 78c, 78j-1, 78l, 78m, 78n, 78o(d), 78q, 78u-5, 78w, 78ll, 78mm, 80a-8, 80a-20, 80a-29, 80a-30, 80a-31, 80a-37(a), 80b-3, 80b-11, 7202 and 7262, and sec. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012), unless otherwise noted.

CITE AS: 17 CFR 210.12-27