U.S. Code of Federal Regulations

Regulations most recently checked for updates: Feb 17, 2020


GENERAL
REGULATION A-R - SPECIAL EXEMPTIONS
§ 230.148 - [Reserved]

REGULATION A - CONDITIONAL SMALL ISSUES EXEMPTION
§§ 230.300-230.346 - §[Reserved]

REGULATION C - REGISTRATION
GENERAL REQUIREMENTS
FORM AND CONTENT OF PROSPECTUSES
WRITTEN CONSENTS
§§ 230.445-230.447 - §[Reserved]

FILINGS; FEES; EFFECTIVE DATE
AMENDMENTS; WITHDRAWALS
INVESTMENT COMPANIES; BUSINESS DEVELOPMENT COMPANIES
REGISTRATION BY FOREIGN GOVERNMENTS OR POLITICAL SUBDIVISIONS THEREOF
REGULATION D - RULES GOVERNING THE LIMITED OFFER AND SALE OF SECURITIES WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933
§ 230.505 - [Reserved]

REGULATION E - EXEMPTION FOR SECURITIES OF SMALL BUSINESS INVESTMENT COMPANIES
EXEMPTIONS FOR CROSS-BORDER RIGHTS OFFERINGS, EXCHANGE OFFERS AND BUSINESS COMBINATIONS
§§ 230.651-230.656 - §[Reserved]
§§ 230.702(T)-230.703(T) - §[Reserved]

REGULATION S - RULES GOVERNING OFFERS AND SALES MADE OUTSIDE THE UNITED STATES WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933
REGULATION CE - COORDINATED EXEMPTIONS FOR CERTAIN ISSUES OF SECURITIES EXEMPT UNDER STATE LAW