1. Regulations
  2. title 17
  3. chapter II
  4. part 239
  5. subpart B
  6. § 239.201

View all text of Subpart B [§ 239.90 - § 239.900]

§ 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).

AUTHORITY: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77sss, 78c, 78

SOURCE: 33 FR 18991, Dec. 20, 1968, unless otherwise noted.

CITE AS: 17 CFR 239.201