Part 14. PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

• § 14.1 - Scope.
• § 14.2 - Definitions of appearance and practice.
• § 14.3 - Hearings.
• § 14.4 - Violation of Commodity Exchange Act.
• § 14.5 - Criminal conviction.
• § 14.6 - Disbarment or suspension by licensing authority.
• § 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
• § 14.8 - Lack of requisite qualifications, character and integrity.
• § 14.9 - Duty to file information concerning adverse judicial or administrative action.
• § 14.10 - Reinstatement.