Subjgrp 5. Recordkeeping

• § 1.31 - Regulatory records; retention and production.
• § 1.32 - Reporting of segregated account computation and details regarding the holding of futures customer funds.
• § 1.33 - Monthly and confirmation statements.
• § 1.34 - Monthly record, “point balance”.
• § 1.35 - Records of commodity interest and related cash or forward transactions.
• § 1.36 - Record of securities and property received from customers.
• § 1.37 - Customer's name, address, and occupation recorded; record of guarantor or controller of account.
• § 1.38 - Execution of transactions.
• § 1.39 - Simultaneous buying and selling orders of different principals; execution of, for and between principals.