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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter I
    CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  4. part 23
    PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
  5. subpart H
    Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities

Subpart H. Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities

  • § 23.400 - Scope.
  • § 23.401 - Definitions.
  • § 23.402 - General provisions.
  • §§ 23.403-23.409 - §[Reserved]
  • § 23.410 - Prohibition on fraud, manipulation, and other abusive practices.
  • §§ 23.411-23.429 - §[Reserved]
  • § 23.430 - Verification of counterparty eligibility.
  • § 23.431 - Disclosures of material information.
  • § 23.432 - Clearing disclosures.
  • § 23.433 - Communications—fair dealing.
  • § 23.434 - Recommendations to counterparties—institutional suitability.
  • §§ 23.435-23.439 - §[Reserved]
  • § 23.440 - Requirements for swap dealers acting as advisors to Special Entities.
  • §§ 23.441-23.449 - §[Reserved]
  • § 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
  • § 23.451 - Political contributions by certain swap dealers.
  • APPENDIX

    • Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
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