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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter I
    CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  4. part 23
    PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
  5. subpart J
    Subpart J—Duties of Swap Dealers and Major Swap Participants

Subpart J. Subpart J—Duties of Swap Dealers and Major Swap Participants

  • § 23.600 - Risk Management Program for swap dealers and major swap participants.
  • § 23.601 - Monitoring of position limits.
  • § 23.602 - Diligent supervision.
  • § 23.603 - Business continuity and disaster recovery.
  • § 23.604 - [Reserved]
  • § 23.605 - Conflicts of interest policies and procedures.
  • § 23.606 - General information: availability for disclosure and inspection.
  • § 23.607 - Antitrust considerations.
  • § 23.608 - Restrictions on counterparty clearing relationships.
  • § 23.609 - Clearing member risk management.
  • § 23.610 - Clearing member acceptance for clearing.
  • § 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.
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