Part 3. PART 3—REGISTRATION

• SUBPART A [§ 3.1 - § 3.33] - Subpart A—Registration
• SUBPART B [§ 3.40 - § 3.47] - Subpart B—Temporary Licenses
• SUBPART C [§ 3.50 - § 3.64] - Subpart C—Denial, Suspension or Revocation of Registration
• SUBPART D [§ 3.70 - § 3.70] - Subpart D—Notice Under Section 4k(5) of the Act
• SUBPART E [§ 3.75 - § 3.75] - Subpart E—Delegation and Reservation of Authority
• SUBPART 0 -

• APPENDIX

  • Appendix A to Part 3—Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
  • Appendix B to Part 3—Statement of Acceptable Practices With Respect to Ethics Training
  • Appendix C to Part 3—Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content