Subpart L. Subpart L—Financial Integrity of Transactions

• § 38.600 - Core Principle 11.
• § 38.601 - Mandatory clearing.
• § 38.602 - General financial integrity.
• § 38.603 - Protection of customer funds.
• § 38.604 - Financial surveillance.
• § 38.605 - Requirements for financial surveillance program.
• § 38.606 - Financial regulatory services provided by a third party.
• § 38.607 - Direct access.