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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter I
    CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  4. part 38
    PART 38—DESIGNATED CONTRACT MARKETS
  5. subpart N
    Subpart N—Disciplinary Procedures

Subpart N. Subpart N—Disciplinary Procedures

  • § 38.700 - Core Principle 13.
  • § 38.701 - Enforcement staff.
  • § 38.702 - Disciplinary panels.
  • § 38.703 - Notice of charges.
  • § 38.704 - Right to representation.
  • § 38.705 - Answer to charges.
  • § 38.706 - Denial of charges and right to hearing.
  • § 38.707 - Hearings.
  • § 38.708 - Decisions.
  • § 38.709 - Final decisions.
  • § 38.710 - Disciplinary sanctions.
  • § 38.711 - Warning letters.
  • § 38.712 - Additional sources for compliance.
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