Subpart A. Subpart A—General Provisions, Definitions and Exemptions
- § 4.1 - Requirements as to form.
- §§ 4.2-4.4 - §[Reserved]
- § 4.5 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
- § 4.6 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
- § 4.7 - Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
- § 4.8 - Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
- § 4.9 - [Reserved]
- § 4.10 - Definitions.
- § 4.11 - Exemption from section 4n(3)(B).
- § 4.12 - Exemption from provisions of this part.
- § 4.13 - Exemption from registration as a commodity pool operator.
- § 4.14 - Exemption from registration as a commodity trading advisor.
- § 4.15 - Continued applicability of antifraud section.
- § 4.16 - Prohibited representations.
- § 4.17 - Severability.