Subpart C. Subpart C—CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties

• § 150.301 - General rule regarding the imposition of civil money penalties.
• § 150.303 - Basis for initiating an investigation of a potential violation.
• § 150.305 - Determination of entity liable for civil money penalty.
• § 150.307 - Notice to responsible entities.
• § 150.309 - Request for extension.
• § 150.311 - Responses to allegations of noncompliance.
• § 150.313 - Market conduct examinations.
• § 150.315 - Amount of penalty—General.
• § 150.317 - Factors CMS uses to determine the amount of penalty.
• § 150.319 - Determining the amount of the penalty—mitigating circumstances.
• § 150.321 - Determining the amount of penalty—aggravating circumstances.
• § 150.323 - Determining the amount of penalty—other matters as justice may require.
• § 150.325 - Settlement authority.
• § 150.341 - Limitations on penalties.
• § 150.343 - Notice of proposed penalty.
• § 150.345 - Appeal of proposed penalty.
• § 150.347 - Failure to request a hearing.