Subpart A. General Requirements

• § 371.1 - Applicability.
• § 371.2 - Definitions.
• § 371.3 - Records to be kept by brokers.
• § 371.7 - Misrepresentation.
• § 371.9 - Rebating and compensation.
• § 371.10 - Duties and obligations of brokers.
• § 371.13 - Accounting.